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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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SUP 17.2 Making transaction reports

ICOBS 1.1 The general application rule

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 4.3 Letter disclosure

LR 15.2 Requirements for listing

DTR 5.4 Aggregation of managed holdings

SUP 10A.17 Further questions

LR 15.6 Notifications and periodic financial information

PERG 5.12 Link between activities and the United Kingdom

INSPRU 1.2 Mathematical reserves

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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SUP 18.2 Insurance business transfers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading