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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PERG 2.11

As Published: 2007

PERG 2.11

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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