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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR App 3.1

As Published: 2005

PR App 3.1

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies