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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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