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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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Similar To

SUP 15.8 Notification in respect of particular products and services

LR 5.2 Cancelling listing

SUP 13A.1 Application and purpose

MCOB 5.6 Content of illustrations

SUP 4.3 Appointment of actuaries

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

LR 9.6 Notifications

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SYSC 13.6 People

SUP 10A.11 Minimising overlap with the PRA approved persons regime

CREDS 1.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation