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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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Effective Period

Similar To

PERG 13.2 General

REC 2.5 Systems and controls and conflicts

COND 2.3 Effective supervision

PERG 13.4 Financial Instruments

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 8.28 Advice or information

LR 12.1 Application

LR 16.4 Requirements with continuing application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DTR 1A.4 Fees

LR 3.1 Application

LR 18.1 Application

MIPRU 4.4 Calculation of capital resources

MAR 1.3 Market abuse (insider dealing)

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 1.3 Information gathering and publication

PR 2.5 Omission of information

RCB 4.2 Enforcement powers and penalties

RCB 1.1 Introduction to sourcebook

DTR 1A.2 Modifying rules and consulting the FCA