Search Result

981 - 1000 of 1112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation