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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

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COBS 4.8 Cold calls and other promotions that are not in writing

COBS 10.5 Assessing appropriateness: guidance

COBS 12.3 Non-independent research

COBS 3.1 Application

COBS 10.1 Application and purpose provisions

COBS 15.2 The right to cancel

COBS 9.3 Guidance on assessing suitability

COBS 18.11 Authorised professional firms

COBS 20.3 Principles and Practices of Financial Management

COBS 13.1 The obligation to prepare product information

COBS 2.2 Information disclosure before providing services

COBS 20.1 Application

COBS 10.6 When a firm need not assess appropriateness

SUP 17.3 Reporting channels

SYSC 9.1 General rules on record-keeping

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 18.3 Corporate finance business

COBS 12.1 Purpose and application

COBS 17.1 Providing information to claimants and dealing with claims

COBS 3.8 Policies, procedures and records