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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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