Search Result

921 - 940 of 1044 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

…

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

…

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

…

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

…

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

…

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

…