Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.1 Purpose and application

COLL 7.6 Schemes of arrangement

DISP 1.11 The Society of Lloyd's

LR 13.5 Financial information in Class 1 Circulars

SUP 15.3 General notification requirements

PRIN 1.2 Clients and the Principles

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 7.2 Suspension and restart of dealings

PERG 8.12 Exemptions applying to all controlled activities

COLL 5.3 Derivative exposure

COLL 1.2 Types of authorised fund

LR 8.6 Criteria for approval as a sponsor

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading