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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

…

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

…

PERG 2.11

As Published: 2007

PERG 2.11

…

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

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