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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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