Search Result

501 - 520 of 1175 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups