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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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FIT 1.1 Application and purpose

SUP 9.2 Making a request for individual guidance

PERG 2.1 Application and purpose

CREDS 9.2 Reporting

FEES 6.5A The retail pool

PERG 10.4 Pension scheme service providers other than trustees

LR 1.4 Miscellaneous

COBS 6.4 Disclosure of charges, remuneration and commission

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

LR 18.2 Requirements for listing

SUP 9.1 Application and purpose

SUP 13.5 Notices of intention

PERG 8.31 Exclusions for advising on investments

CASS 7A.2 Primary pooling events

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

LR 10.8 Miscellaneous

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.26 The investment must be a particular investment

CREDS 7.2 General requirements concerning lending policy

DISP 1.10A Complaints data publication rules