Search Result

481 - 500 of 629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose