Search Result

441 - 460 of 756 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such