Search Result

401 - 420 of 988 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose