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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PR App 3.1

As Published: 2005

PR App 3.1

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions