Search Result

381 - 400 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares