Search Result

381 - 400 of 1155 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

APER 1.1A Application

As Published: 2013

APER 1.1A Application

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

…

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…