Search Result

341 - 360 of 1007 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups