Search Result

321 - 340 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

PR App 1.1

As Published: 2005

PR App 1.1

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms