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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 15.2 General

As Published: 2011

PERG 15.2 General

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

APER 1.1A Application

As Published: 2013

APER 1.1A Application

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption