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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls