Search Result

241 - 260 of 799 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure