Search Result

221 - 240 of 1020 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application