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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees