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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

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BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MCOB 4.1 Application

PR 3.1 Approval of prospectus

COLL 5.5 Cash, borrowing, lending and other provisions

REC 3.2 Form and method of notification

GEN 5.1 Application and purpose

SYSC 7.1 Risk control

MCOB 7.6 Mortgages: event-driven information

COLL 8.5 Powers and responsibilities

SUP 4.1 Application

MAR 5.6 Reporting requirements

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading