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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties