Search Result

221 - 240 of 1198 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments