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SUP 7.3 Criteria for varying a firm's permissionCriteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 9.1 Application and general information

REC 2A.1 Introduction

DTR 4.2 Half-yearly financial reports

SUP 6.3 Applications for variation of permission

DISP 1.2 Consumer awareness rules

SUP 6.5 Ending authorisation

ICOBS 3.1 Distance marketing

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PERG 4.8 Administering a regulated mortgage contract

CREDS 2.2 General provisions

SUP 7.3 Criteria for varying a firm's permissionCriteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative