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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 7.3 Criteria for varying a firm's permissionCriteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permissionCriteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2012

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing