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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings