Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.3 Regulated activities related to mortgages

PERG 8.23 Regulated activities

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

MCOB 12.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 14.2 General issues

SYSC 1.4 Application of SYSC 11 to SYSC 21

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

SUP 13A.9 The precautionary measure rule for incoming EEA firms

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 4.4 What is a regulated mortgage contract?

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DEPP 2.5 Provision for certain categories of decision

PERG 14.7 Exemptions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FEES 6.7 Payment of levies

PERG 4.1 Application and purpose

PERG 5.2 Introduction

PERG 8.31 Exclusions for advising on investments

PERG 1.4 General guidance to be found in PERG