Search Result

141 - 160 of 903 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls