Search Result

241 - 260 of 711 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1