Search Result

381 - 400 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions