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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities