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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety