Search Result

221 - 240 of 1029 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose