Search Result

161 - 180 of 992 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 13.2 General

As Published: 2011

PERG 13.2 General