Search Result

861 - 880 of 1126 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction