Search Result

541 - 560 of 802 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 6.1 Application

As Published: 2005

LR 6.1 Application

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

As Published: 2012

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2012

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation