Search Result

481 - 500 of 923 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

…

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…