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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements