Search Result

381 - 400 of 1109 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market