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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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