Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.7 Discount for early settlement

REC 2.10 Financial crime and market abuse

REC 2.16A Operation of a multilateral trading facility

COLL 12.3 EEA UCITS management companies

LR 18.2 Requirements for listing

COLL Appendix 1EU KII Regulation

CASS 5.5 Segregation and the operation of client money accounts

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 7.10 Use of a Value at Risk Model