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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return